Module 8 ยท Building a Portfolio and Managing Risk

Mid and small-cap risks

6 min read

Smaller companies can grow faster, but they carry liquidity, governance and volatility risks.

Mid and small-cap stocks can offer higher growth potential, but they are riskier: less liquidity, higher volatility, and sometimes weaker governance.

A small company is more vulnerable to a single product, customer or manager. Its share price can swing far more than a large-cap's.

If you invest in smaller companies, do more due diligence, keep positions small, and understand that 'emerging' does not mean 'safe'.

Example: Dixon Technologies

Dixon has grown fast on the back of electronics manufacturing, but it carries customer concentration and thin margins. A small position with thorough research is the disciplined approach.

Glossary terms

Check your understanding

Compared with large-caps, small-caps generally have:

Reflection

Why might a small company be more vulnerable to a single customer or manager?

Educational content. Not investment advice.